The History of Terrorism
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Alan Goldberg
1935-Today Morgan Stanley (NYSE: MS)
Mary Meeker
2003 Global Analyst Research Settlements
Attachments
Global Analyst Research Settlements
Parents
1850-2008 Lehman Brothers (NYSE: LEH)
1869-Today Goldman Sachs (NYSE: GS)
1914-Today Merrill Lynch
1923-2008 Bear Stearns (NYSE: BSC)
1934-Today U.S. Securities and Exchange Commission (SEC)
1935-Today Morgan Stanley (NYSE: MS)
1995-2000 Dot-com bubble
2000-Today JPMorgan Chase (NYSE: JPM)
2001-Today Financial War on Terror
2001-Today Missing Trillions 9/11/2001
2007-Today Financial Industry Regulatory Authority (FINRA)
Cover-ups
Credit Suisse First Boston (CSFB)
Debt bondage in the United States
Debt bondage/Debt slavery
Deutsche Bank
Financial Hijacking
Financial Terrorism
financial terrorism states
Fraud in the United States
Initial Public Offerings (IPOs)
Investment banking
Mary Meeker
Meeker was not charged with any wrongdoing. Morgan Stanley and nine other investment firms were compelled to participate in a global legal settlement.
National Commissions and/or Federal Investigations = Government Cover Ups
New York Stock Exchange (NYSE)
Salomon Smith Barney
Scandals in the United States
UBS Warburg
Children
...and ten of the United States's largest investment firms to address issues of conflict of interest within their businesses in relation to recommendations made by financial analyst departments of those firms.
A total fine of $1.435 billion was assessed and is described in the table below. To promote transparency in the industry and prevent future securities fraud, TipRanks was created to make stock guidance more accessible to the public.
Additionally, budget allocation via management in research departments will be independent of investment departments.
As part of the settlement decision published on December 20, 2002, several regulations designed to prevent the abuse stemming from pressure by investment bankers on analysts to provide "favorable" appraisals were instantiated.
Namely, these firms would have to literally insulate their banking and analysis departments from each other physically and with Chinese walls.
Other than these regulatory actions, the firms involved in the settlement have been required to pay fines to their investors, to fund investor education, and to pay for independent third-party market research.
Research analysts will also be prohibited from going on pitches and roadshows with bankers during advertising and promotion of IPOs.
Similarly, the Global Settlement also increased the IPO "quiet period" from 25 days to 40 days. Finally, research analyst's historical ratings must be disclosed and made available.
The central issue at hand that had been judged in court was the conflict of interest between the investment banking and analysis departments of ten of the largest investment firms in the United States.
Jumps
Terrorism, Torture, Sexual Abuse, Mind Control and Slavery AKA Social Engineering